| ◈ StandardHeader [Component] | | Y | MsgType = o (lowercase O) | FIX.4.3 |
| 8 | BeginString | String | Y | FIXT.1.1 (Always unencrypted, must be first field in message) | FIX.4.0 |
| 9 | BodyLength | Length | Y | (Always unencrypted, must be second field in message) | FIX.4.0 |
| 35 | MsgType | String | Y | (Always unencrypted, must be third field in message)
▶ 116 enum values
| Value | Name | Description |
|---|
| 0 | Heartbeat | Heartbeat | | 1 | TestRequest | TestRequest | | 2 | ResendRequest | ResendRequest | | 3 | Reject | Reject | | 4 | SequenceReset | SequenceReset | | 5 | Logout | Logout | | 6 | IOI | IOI | | 7 | Advertisement | Advertisement | | 8 | ExecutionReport | ExecutionReport | | 9 | OrderCancelReject | OrderCancelReject | | A | Logon | Logon | | AA | DerivativeSecurityList | DerivativeSecurityList | | AB | NewOrderMultileg | NewOrderMultileg | | AC | MultilegOrderCancelReplace | MultilegOrderCancelReplace | | AD | TradeCaptureReportRequest | TradeCaptureReportRequest | | AE | TradeCaptureReport | TradeCaptureReport | | AF | OrderMassStatusRequest | OrderMassStatusRequest | | AG | QuoteRequestReject | QuoteRequestReject | | AH | RFQRequest | RFQRequest | | AI | QuoteStatusReport | QuoteStatusReport | | AJ | QuoteResponse | QuoteResponse | | AK | Confirmation | Confirmation | | AL | PositionMaintenanceRequest | PositionMaintenanceRequest | | AM | PositionMaintenanceReport | PositionMaintenanceReport | | AN | RequestForPositions | RequestForPositions | | AO | RequestForPositionsAck | RequestForPositionsAck | | AP | PositionReport | PositionReport | | AQ | TradeCaptureReportRequestAck | TradeCaptureReportRequestAck | | AR | TradeCaptureReportAck | TradeCaptureReportAck | | AS | AllocationReport | AllocationReport | | AT | AllocationReportAck | AllocationReportAck | | AU | ConfirmationAck | ConfirmationAck | | AV | SettlementInstructionRequest | SettlementInstructionRequest | | AW | AssignmentReport | AssignmentReport | | AX | CollateralRequest | CollateralRequest | | AY | CollateralAssignment | CollateralAssignment | | AZ | CollateralResponse | CollateralResponse | | B | News | News | | BA | CollateralReport | CollateralReport | | BB | CollateralInquiry | CollateralInquiry | | BC | NetworkCounterpartySystemStatusRequest | NetworkCounterpartySystemStatusRequest | | BD | NetworkCounterpartySystemStatusResponse | NetworkCounterpartySystemStatusResponse | | BE | UserRequest | UserRequest | | BF | UserResponse | UserResponse | | BG | CollateralInquiryAck | CollateralInquiryAck | | BH | ConfirmationRequest | ConfirmationRequest | | BI | TradingSessionListRequest | TradingSessionListRequest | | BJ | TradingSessionList | TradingSessionList | | BK | SecurityListUpdateReport | SecurityListUpdateReport | | BL | AdjustedPositionReport | AdjustedPositionReport | | BM | AllocationInstructionAlert | AllocationInstructionAlert | | BN | ExecutionAcknowledgement | ExecutionAcknowledgement | | BO | ContraryIntentionReport | ContraryIntentionReport | | BP | SecurityDefinitionUpdateReport | SecurityDefinitionUpdateReport | | BQ | SettlementObligationReport | SettlementObligationReport | | BR | DerivativeSecurityListUpdateReport | DerivativeSecurityListUpdateReport | | BS | TradingSessionListUpdateReport | TradingSessionListUpdateReport | | BT | MarketDefinitionRequest | MarketDefinitionRequest | | BU | MarketDefinition | MarketDefinition | | BV | MarketDefinitionUpdateReport | MarketDefinitionUpdateReport | | BW | ApplicationMessageRequest | ApplicationMessageRequest | | BX | ApplicationMessageRequestAck | ApplicationMessageRequestAck | | BY | ApplicationMessageReport | ApplicationMessageReport | | BZ | OrderMassActionReport | OrderMassActionReport | | C | Email | Email | | CA | OrderMassActionRequest | OrderMassActionRequest | | CB | UserNotification | UserNotification | | CC | StreamAssignmentRequest | StreamAssignmentRequest | | CD | StreamAssignmentReport | StreamAssignmentReport | | CE | StreamAssignmentReportACK | StreamAssignmentReportACK | | D | NewOrderSingle | NewOrderSingle | | E | NewOrderList | NewOrderList | | F | OrderCancelRequest | OrderCancelRequest | | G | OrderCancelReplaceRequest | OrderCancelReplaceRequest | | H | OrderStatusRequest | OrderStatusRequest | | J | AllocationInstruction | AllocationInstruction | | K | ListCancelRequest | ListCancelRequest | | L | ListExecute | ListExecute | | M | ListStatusRequest | ListStatusRequest | | N | ListStatus | ListStatus | | P | AllocationInstructionAck | AllocationInstructionAck | | Q | DontKnowTrade | DontKnowTrade | | R | QuoteRequest | QuoteRequest | | S | Quote | Quote | | T | SettlementInstructions | SettlementInstructions | | V | MarketDataRequest | MarketDataRequest | | W | MarketDataSnapshotFullRefresh | MarketDataSnapshotFullRefresh | | X | MarketDataIncrementalRefresh | MarketDataIncrementalRefresh | | Y | MarketDataRequestReject | MarketDataRequestReject | | Z | QuoteCancel | QuoteCancel | | a | QuoteStatusRequest | QuoteStatusRequest | | b | MassQuoteAcknowledgement | MassQuoteAcknowledgement | | c | SecurityDefinitionRequest | SecurityDefinitionRequest | | d | SecurityDefinition | SecurityDefinition | | e | SecurityStatusRequest | SecurityStatusRequest | | f | SecurityStatus | SecurityStatus | | g | TradingSessionStatusRequest | TradingSessionStatusRequest | | h | TradingSessionStatus | TradingSessionStatus | | i | MassQuote | MassQuote | | j | BusinessMessageReject | BusinessMessageReject | | k | BidRequest | BidRequest | | l | BidResponse | BidResponse | | m | ListStrikePrice | ListStrikePrice | | n | XMLnonFIX | XMLnonFIX | | o | RegistrationInstructions | RegistrationInstructions | | p | RegistrationInstructionsResponse | RegistrationInstructionsResponse | | q | OrderMassCancelRequest | OrderMassCancelRequest | | r | OrderMassCancelReport | OrderMassCancelReport | | s | NewOrderCross | NewOrderCross | | t | CrossOrderCancelReplaceRequest | CrossOrderCancelReplaceRequest | | u | CrossOrderCancelRequest | CrossOrderCancelRequest | | v | SecurityTypeRequest | SecurityTypeRequest | | w | SecurityTypes | SecurityTypes | | x | SecurityListRequest | SecurityListRequest | | y | SecurityList | SecurityList | | z | DerivativeSecurityListRequest | DerivativeSecurityListRequest |
| FIX.4.0 |
| 1128 | ApplVerID | String | N | Indicates application version using a service pack identifier. The ApplVerID applies to a specific message occurrence.
▶ 10 enum values
| Value | Name | Description |
|---|
| 0 | FIX27 | FIX27 | | 1 | FIX30 | FIX30 | | 2 | FIX40 | FIX40 | | 3 | FIX41 | FIX41 | | 4 | FIX42 | FIX42 | | 5 | FIX43 | FIX43 | | 6 | FIX44 | FIX44 | | 7 | FIX50 | FIX50 | | 8 | FIX50SP1 | FIX50SP1 | | 9 | FIX50SP2 | FIX50SP2 |
| FIX.4.4 |
| 1156 | ApplExtID | int | N | The extension pack number associated with an application message. | FIX.5.0 |
| 1129 | CstmApplVerID | String | N | Used to support bilaterally agreed custom functionality | FIX.4.4 |
| 49 | SenderCompID | String | Y | (Always unencrypted) | FIX.4.0 |
| 56 | TargetCompID | String | Y | (Always unencrypted) | FIX.4.0 |
| 115 | OnBehalfOfCompID | String | N | Trading partner company ID used when sending messages via a third party (Can be embedded within encrypted data section.) | FIX.4.0 |
| 128 | DeliverToCompID | String | N | Trading partner company ID used when sending messages via a third party (Can be embedded within encrypted data section.) | FIX.4.0 |
| 90 | SecureDataLen | Length | N | Required to identify length of encrypted section of message. (Always unencrypted) | FIX.4.0 |
| 91 | SecureData | data | N | Required when message body is encrypted. Always immediately follows SecureDataLen field. | FIX.4.0 |
| 34 | MsgSeqNum | SeqNum | Y | (Can be embedded within encrypted data section.) | FIX.4.0 |
| 50 | SenderSubID | String | N | (Can be embedded within encrypted data section.) | FIX.4.0 |
| 142 | SenderLocationID | String | N | Sender's LocationID (i.e. geographic location and/or desk) (Can be embedded within encrypted data section.) | FIX.4.1 |
| 57 | TargetSubID | String | N | "ADMIN" reserved for administrative messages not intended for a specific user. (Can be embedded within encrypted data section.) | FIX.4.0 |
| 143 | TargetLocationID | String | N | Trading partner LocationID (i.e. geographic location and/or desk) (Can be embedded within encrypted data section.) | FIX.4.1 |
| 116 | OnBehalfOfSubID | String | N | Trading partner SubID used when delivering messages via a third party. (Can be embedded within encrypted data section.) | FIX.4.0 |
| 144 | OnBehalfOfLocationID | String | N | Trading partner LocationID (i.e. geographic location and/or desk) used when delivering messages via a third party. (Can be embedded within encrypted data section.) | FIX.4.1 |
| 129 | DeliverToSubID | String | N | Trading partner SubID used when delivering messages via a third party. (Can be embedded within encrypted data section.) | FIX.4.0 |
| 145 | DeliverToLocationID | String | N | Trading partner LocationID (i.e. geographic location and/or desk) used when delivering messages via a third party. (Can be embedded within encrypted data section.) | FIX.4.1 |
| 43 | PossDupFlag | Boolean | N | Always required for retransmitted messages, whether prompted by the sending system or as the result of a resend request. (Can be embedded within encrypted data section.)
▶ 2 enum values
| Value | Name | Description |
|---|
| N | OriginalTransmission | Original transmission | | Y | PossibleDuplicate | Possible duplicate |
| FIX.4.0 |
| 97 | PossResend | Boolean | N | Required when message may be duplicate of another message sent under a different sequence number. (Can be embedded within encrypted data section.)
▶ 2 enum values
| Value | Name | Description |
|---|
| N | OriginalTransmission | Original Transmission | | Y | PossibleResend | Possible Resend |
| FIX.4.0 |
| 52 | SendingTime | UTCTimestamp | Y | (Can be embedded within encrypted data section.) | FIX.4.0 |
| 122 | OrigSendingTime | UTCTimestamp | N | Required for message resent as a result of a ResendRequest. If data is not available set to same value as SendingTime (Can be embedded within encrypted data section.) | FIX.4.0 |
| 212 | XmlDataLen | Length | N | Required when specifying XmlData to identify the length of a XmlData message block. (Can be embedded within encrypted data section.) | FIX.4.2 |
| 213 | XmlData | data | N | Can contain a XML formatted message block (e.g. FIXML). Always immediately follows XmlDataLen field. (Can be embedded within encrypted data section.)
See Volume 1: FIXML Support | FIX.4.2 |
| 347 | MessageEncoding | String | N | Type of message encoding (non-ASCII characters) used in a message's "Encoded" fields. Required if any "Encoding" fields are used. | FIX.4.2 |
| 369 | LastMsgSeqNumProcessed | SeqNum | N | The last MsgSeqNum value received by the FIX engine and processed by downstream application, such as trading system or order routing system. Can be specified on every message sent. Useful for detecting a backlog with a counterparty. | FIX.4.2 |
| ⟳ HopGrp [Repeating Group] | | N | Number of repeating groups of historical "hop" information. Only applicable if OnBehalfOfCompID is used, however, its use is optional. Note that some market regulations or counterparties may require tracking of message hops. | FIX.4.4 |
| 627 | NoHops | NumInGroup | N | Number of HopCompID entries in repeating group. | FIX.4.4 |
| 628 | HopCompID | String | N | Assigned value used to identify the third party firm which delivered a specific message either from the firm which originated the message or from another third party (if multiple "hops" are performed). It is recommended that this value be the SenderCompID (49) of the third party.
Applicable when messages are communicated/re-distributed via third parties which function as service bureaus or "hubs". Only applicable if OnBehalfOfCompID (115) is being used. | FIX.4.4 |
| 629 | HopSendingTime | UTCTimestamp | N | Time that HopCompID (628) sent the message. It is recommended that this value be the SendingTime (52) of the message sent by the third party.
Applicable when messages are communicated/re-distributed via third parties which function as service bureaus or "hubs". Only applicable if OnBehalfOfCompID (115) is being used. | FIX.4.4 |
| 630 | HopRefID | SeqNum | N | Reference identifier assigned by HopCompID (628) associated with the message sent. It is recommended that this value be the MsgSeqNum (34) of the message sent by the third party.
Applicable when messages are communicated/re-distributed via third parties which function as service bureaus or "hubs". Only applicable if OnBehalfOfCompID (115) is being used. | FIX.4.4 |
| end HopGrp |
| 513 | RegistID | String | Y | Unique identifier of the registration details as assigned by institution or intermediary. | FIX.4.3 |
| 514 | RegistTransType | char | Y | Identifies Registration Instructions transaction type
▶ 3 enum values
| Value | Name | Description |
|---|
| 0 | New | New | | 2 | Cancel | Cancel | | 1 | Replace | Replace |
| FIX.4.3 |
| 508 | RegistRefID | String | Y | Required for Cancel and Replace RegistTransType messages | FIX.4.3 |
| 11 | ClOrdID | String | N | Unique identifier of the order as assigned by institution or intermediary to which Registration relates | FIX.4.3 |
| ⟳ Parties [Repeating Group] | | N | Insert here the set of "Parties" (firm identification) fields defined in "Common Components of Application Messages" | FIX.4.3 |
| 453 | NoPartyIDs | NumInGroup | N | Repeating group below should contain unique combinations of PartyID, PartyIDSource, and PartyRole | FIX.4.3 |
| 448 | PartyID | String | N | Used to identify source of PartyID. Required if PartyIDSource is specified. Required if NoPartyIDs > 0. | FIX.4.3 |
| 447 | PartyIDSource | char | N | Used to identify class source of PartyID value (e.g. BIC). Required if PartyID is specified. Required if NoPartyIDs > 0.
▶ 18 enum values
| Value | Name | Description |
|---|
| 6 | UKNationalInsuranceOrPensionNumber | UK National Insurance or Pension Number | | 7 | USSocialSecurityNumber | US Social Security Number | | 8 | USEmployerOrTaxIDNumber | US Employer or Tax ID Number | | 9 | AustralianBusinessNumber | Australian Business Number | | A | AustralianTaxFileNumber | Australian Tax File Number | | 1 | KoreanInvestorID | Korean Investor ID | | 2 | TaiwaneseForeignInvestorID | Taiwanese Qualified Foreign Investor ID QFII/FID | | 3 | TaiwaneseTradingAcct | Taiwanese Trading Acct | | 4 | MalaysianCentralDepository | Malaysian Central Depository (MCD) number | | 5 | ChineseInvestorID | Chinese Investor ID | | I | ISITCAcronym | Directed broker three character acronym as defined in ISITC "ETC Best Practice" guidelines document | | B | BIC | BIC (Bank Identification Code - SWIFT managed) code (ISO9362 - See "Appendix 6-B") | | C | GeneralIdentifier | Generally accepted market participant identifier (e.g. NASD mnemonic) | | D | Proprietary | Proprietary / Custom code | | E | ISOCountryCode | ISO Country Code | | F | SettlementEntityLocation | Settlement Entity Location (note if Local Market Settlement use "E=ISO Country Code") (see "Appendix 6-G" for valid values) | | G | MIC | MIC (ISO 10383 - Market Identificer Code) (See "Appendix 6-C") | | H | CSDParticipant | CSD participant/member code (e.g.. Euroclear, DTC, CREST or Kassenverein number) |
| FIX.4.3 |
| 452 | PartyRole | int | N | Identifies the type of PartyID (e.g. Executing Broker). Required if NoPartyIDs > 0.
▶ 84 enum values
| Value | Name | Description |
|---|
| 1 | ExecutingFirm | Executing Firm (formerly FIX 4.2 ExecBroker) | | 2 | BrokerOfCredit | Broker of Credit (formerly FIX 4.2 BrokerOfCredit) | | 3 | ClientID | Client ID (formerly FIX 4.2 ClientID) | | 4 | ClearingFirm | Clearing Firm (formerly FIX 4.2 ClearingFirm) | | 5 | InvestorID | Investor ID | | 6 | IntroducingFirm | Introducing Firm | | 7 | EnteringFirm | Entering Firm | | 8 | Locate | Locate / Lending Firm (for short-sales) | | 9 | FundManagerClientID | Fund Manager Client ID (for CIV) | | 10 | SettlementLocation | Settlement Location (formerly FIX 4.2 SettlLocation) | | 11 | OrderOriginationTrader | Order Origination Trader (associated with Order Origination Firm - i.e. trader who initiates/submits the order) | | 12 | ExecutingTrader | Executing Trader (associated with Executing Firm - actually executes) | | 13 | OrderOriginationFirm | Order Origination Firm (e.g. buy-side firm) | | 14 | GiveupClearingFirm | Giveup Clearing Firm (firm to which trade is given up) | | 15 | CorrespondantClearingFirm | Correspondant Clearing Firm | | 16 | ExecutingSystem | Executing System | | 17 | ContraFirm | Contra Firm | | 18 | ContraClearingFirm | Contra Clearing Firm | | 19 | SponsoringFirm | Sponsoring Firm | | 20 | UnderlyingContraFirm | Underlying Contra Firm | | 21 | ClearingOrganization | Clearing Organization | | 22 | Exchange | Exchange | | 24 | CustomerAccount | Customer Account | | 25 | CorrespondentClearingOrganization | Correspondent Clearing Organization | | 26 | CorrespondentBroker | Correspondent Broker | | 27 | Buyer | Buyer/Seller (Receiver/Deliverer) | | 28 | Custodian | Custodian | | 29 | Intermediary | Intermediary | | 30 | Agent | Agent | | 31 | SubCustodian | Sub-custodian | | 32 | Beneficiary | Beneficiary | | 33 | InterestedParty | Interested party | | 34 | RegulatoryBody | Regulatory body | | 35 | LiquidityProvider | Liquidity provider | | 36 | EnteringTrader | Entering trader | | 37 | ContraTrader | Contra trader | | 38 | PositionAccount | Position account | | 39 | ContraInvestorID | Contra Investor ID | | 40 | TransferToFirm | Transfer to Firm | | 41 | ContraPositionAccount | Contra Position Account | | 42 | ContraExchange | Contra Exchange | | 43 | InternalCarryAccount | Internal Carry Account | | 44 | OrderEntryOperatorID | Order Entry Operator ID | | 45 | SecondaryAccountNumber | Secondary Account Number | | 46 | ForeignFirm | Foreign Firm | | 47 | ThirdPartyAllocationFirm | Third Party Allocation Firm | | 48 | ClaimingAccount | Claiming Account | | 49 | AssetManager | Asset Manager | | 50 | PledgorAccount | Pledgor Account | | 51 | PledgeeAccount | Pledgee Account | | 52 | LargeTraderReportableAccount | Large Trader Reportable Account | | 53 | TraderMnemonic | Trader mnemonic | | 54 | SenderLocation | Sender Location | | 55 | SessionID | Session ID | | 56 | AcceptableCounterparty | Acceptable Counterparty | | 57 | UnacceptableCounterparty | Unacceptable Counterparty | | 58 | EnteringUnit | Entering Unit | | 59 | ExecutingUnit | Executing Unit | | 60 | IntroducingBroker | Introducing Broker | | 61 | QuoteOriginator | Quote originator | | 62 | ReportOriginator | Report originator | | 63 | SystematicInternaliser | Systematic internaliser (SI) | | 64 | MultilateralTradingFacility | Multilateral Trading Facility (MTF) | | 65 | RegulatedMarket | Regulated Market (RM) | | 66 | MarketMaker | Market Maker | | 67 | InvestmentFirm | Investment Firm | | 68 | HostCompetentAuthority | Host Competent Authority (Host CA) | | 69 | HomeCompetentAuthority | Home Competent Authority (Home CA) | | 70 | CompetentAuthorityLiquidity | Competent Authority of the most relevant market in terms of liquidity (CAL) | | 71 | CompetentAuthorityTransactionVenue | Competent Authority of the Transaction (Execution) Venue (CATV) | | 72 | ReportingIntermediary | Reporting intermediary (medium/vendor via which report has been published) | | 73 | ExecutionVenue | Execution Venue | | 74 | MarketDataEntryOriginator | Market data entry originator | | 75 | LocationID | Location ID | | 76 | DeskID | Desk ID | | 77 | MarketDataMarket | Market data market | | 78 | AllocationEntity | Allocation Entity | | 79 | PrimeBroker | Prime Broker providing General Trade Services | | 80 | StepOutFirm | Step-Out Firm (Prime Broker) | | 81 | BrokerClearingID | BrokerClearingID | | 82 | CentralRegistrationDepository | Central Registration Depository (CRD) | | 83 | ClearingAccount | Clearing Account | | 84 | AcceptableSettlingCounterparty | Acceptable Settling Counterparty | | 85 | UnacceptableSettlingCounterparty | Unacceptable Settling Counterparty |
| FIX.4.3 |
| ⟳ PtysSubGrp [Repeating Group] | | N | Repeating group of Party sub-identifiers. | FIX.4.4 |
| 802 | NoPartySubIDs | NumInGroup | N | Number of PartySubID (523)and PartySubIDType (803) entries | FIX.4.4 |
| 523 | PartySubID | String | N | Sub-identifier (e.g. Clearing Account for PartyRole (452)=Clearing Firm, Locate ID # for PartyRole=Locate/Lending Firm, etc). Not required when using PartyID (448), PartyIDSource (447), and PartyRole. | FIX.4.4 |
| 803 | PartySubIDType | int | N | Type of PartySubID (523) value
4000+ = Reserved and available for bi-laterally agreed upon user defined values
▶ 33 enum values
| Value | Name | Description |
|---|
| 1 | Firm | Firm | | 2 | Person | Person | | 3 | System | System | | 4 | Application | Application | | 5 | FullLegalNameOfFirm | Full legal name of firm | | 6 | PostalAddress | Postal address | | 7 | PhoneNumber | Phone number | | 8 | EmailAddress | Email address | | 9 | ContactName | Contact name | | 10 | SecuritiesAccountNumber | Securities account number (for settlement instructions) | | 11 | RegistrationNumber | Registration number (for settlement instructions and confirmations) | | 12 | RegisteredAddressForConfirmation | Registered address (for confirmation purposes) | | 13 | RegulatoryStatus | Regulatory status (for confirmation purposes) | | 14 | RegistrationName | Registration name (for settlement instructions) | | 15 | CashAccountNumber | Cash account number (for settlement instructions) | | 16 | BIC | BIC | | 17 | CSDParticipantMemberCode | CSD participant member code | | 18 | RegisteredAddress | Registered address | | 19 | FundAccountName | Fund account name | | 20 | TelexNumber | Telex number | | 21 | FaxNumber | Fax number | | 22 | SecuritiesAccountName | Securities account name | | 23 | CashAccountName | Cash account name | | 24 | Department | Department | | 25 | LocationDesk | Location desk | | 26 | PositionAccountType | Position account type | | 27 | SecurityLocateID | Security locate ID | | 28 | MarketMaker | Market maker | | 29 | EligibleCounterparty | Eligible counterparty | | 30 | ProfessionalClient | Professional client | | 31 | Location | Location | | 32 | ExecutionVenue | Execution venue | | 33 | CurrencyDeliveryIdentifier | Currency delivery identifier |
| FIX.4.4 |
| end PtysSubGrp |
| end Parties |
| 1 | Account | String | N | Account mnemonic as agreed between buy and sell sides, e.g. broker and institution or investor/intermediary and fund manager. | FIX.4.3 |
| 660 | AcctIDSource | int | N | Used to identify the source of the Account (1) code. This is especially useful if the account is a new account that the Respondent may not have setup yet in their system.
▶ 6 enum values
| Value | Name | Description |
|---|
| 1 | BIC | BIC | | 2 | SIDCode | SID Code | | 3 | TFM | TFM (GSPTA) | | 4 | OMGEO | OMGEO (Alert ID) | | 5 | DTCCCode | DTCC Code | | 99 | Other | Other (custom or proprietary) |
| FIX.4.4 |
| 493 | RegistAcctType | String | N | For CIV - a fund manager-defined code identifying which of the fund manager's account types is required. | FIX.4.3 |
| 495 | TaxAdvantageType | int | N | For CIV - a code identifying the type of tax exempt account in which purchased shares/units are to be held.
30 - 998 are reserved for future use by recognized taxation authorities
999=Other
values above 1000 are available for use by private agreement among counterparties
▶ 31 enum values
| Value | Name | Description |
|---|
| 0 | None | None/Not Applicable (default) | | 1 | MaxiISA | Maxi ISA (UK) | | 2 | TESSA | TESSA (UK) | | 3 | MiniCashISA | Mini Cash ISA (UK) | | 4 | MiniStocksAndSharesISA | Mini Stocks And Shares ISA (UK) | | 5 | MiniInsuranceISA | Mini Insurance ISA (UK) | | 6 | CurrentYearPayment | Current Year Payment (US) | | 7 | PriorYearPayment | Prior Year Payment (US) | | 8 | AssetTransfer | Asset Transfer (US) | | 9 | EmployeePriorYear | Employee - prior year (US) | | 10 | EmployeeCurrentYear | Employee - current year (US) | | 11 | EmployerPriorYear | Employer - prior year (US) | | 12 | EmployerCurrentYear | Employer - current year (US) | | 13 | NonFundPrototypeIRA | Non-fund prototype IRA (US) | | 14 | NonFundQualifiedPlan | Non-fund qualified plan (US) | | 15 | DefinedContributionPlan | Defined contribution plan (US) | | 16 | IRA | Individual Retirement Account (US) | | 17 | IRARollover | Individual Retirement Account - Rollover (US) | | 18 | KEOGH | KEOGH (US) | | 19 | ProfitSharingPlan | Profit Sharing Plan (US) | | 20 | US401K | 401(k) (US) | | 21 | SelfDirectedIRA | Self-directed IRA (US) | | 22 | US403b | 403(b) (US) | | 23 | US457 | 457 (US) | | 24 | RothIRAPrototype | Roth IRA (Fund Prototype) (US) | | 25 | RothIRANonPrototype | Roth IRA (Non-prototype) (US) | | 26 | RothConversionIRAPrototype | Roth Conversion IRA (Fund Prototype) (US) | | 27 | RothConversionIRANonPrototype | Roth Conversion IRA (Non-prototype) (US) | | 28 | EducationIRAPrototype | Education IRA (Fund Prototype) (US) | | 29 | EducationIRANonPrototype | Education IRA (Non-prototype) (US) | | 999 | Other | Other |
| FIX.4.3 |
| 517 | OwnershipType | char | N | The relationship between Registration parties.
▶ 3 enum values
| Value | Name | Description |
|---|
| J | JointInvestors | Joint Investors | | T | TenantsInCommon | Tenants in Common | | 2 | JointTrustees | Joint Trustees |
| FIX.4.3 |
| ⟳ RgstDtlsGrp [Repeating Group] | | N | Number of registration details in this message (number of repeating groups to follow) | FIX.4.4 |
| 473 | NoRegistDtls | NumInGroup | N | Number of registration details in this message (number of repeating groups to follow) | FIX.4.4 |
| 509 | RegistDtls | String | N | Must be first field in the repeating group | FIX.4.4 |
| 511 | RegistEmail | String | N | Email address relating to Registration name and address details | FIX.4.4 |
| 474 | MailingDtls | String | N | Set of Correspondence address details, possibly including phone, fax, etc. | FIX.4.4 |
| 482 | MailingInst | String | N | Free format text to specify mailing instruction requirements, e.g. "no third party mailings". | FIX.4.4 |
| ⟳ NestedParties [Repeating Group] | | N | Insert here the set of "Nested Parties" (firm identification "nested" within additional repeating group) fields defined in "Common Components of Application Messages"
Used for NestedPartyRole=InvestorID | FIX.4.4 |
| 539 | NoNestedPartyIDs | NumInGroup | N | Repeating group below should contain unique combinations of NestedPartyID, NestedPartyIDSource, and NestedPartyRole | FIX.4.3 |
| 524 | NestedPartyID | String | N | Used to identify source of NestedPartyID. Required if NestedPartyIDSource is specified. Required if NoNestedPartyIDs > 0. | FIX.4.3 |
| 525 | NestedPartyIDSource | char | N | Used to identify class source of NestedPartyID value (e.g. BIC). Required if NestedPartyID is specified. Required if NoNestedPartyIDs > 0. | FIX.4.3 |
| 538 | NestedPartyRole | int | N | Identifies the type of NestedPartyID (e.g. Executing Broker). Required if NoNestedPartyIDs > 0. | FIX.4.3 |
| ⟳ NstdPtysSubGrp [Repeating Group] | | N | Repeating group of NestedParty sub-identifiers. | FIX.4.4 |
| 804 | NoNestedPartySubIDs | NumInGroup | N | Number of NestedPartySubID (545) and NestedPartySubIDType (805) entries | FIX.4.4 |
| 545 | NestedPartySubID | String | N | PartySubID value within a nested repeating group.
Same values as PartySubID (523) | FIX.4.4 |
| 805 | NestedPartySubIDType | int | N | Type of NestedPartySubID (545) value.
Same values as PartySubIDType (803) | FIX.4.4 |
| end NstdPtysSubGrp |
| end NestedParties |
| 522 | OwnerType | int | N | Identifies the type of owner.
▶ 13 enum values
| Value | Name | Description |
|---|
| 1 | IndividualInvestor | Individual Investor | | 2 | PublicCompany | Public Company | | 3 | PrivateCompany | Private Company | | 4 | IndividualTrustee | Individual Trustee | | 5 | CompanyTrustee | Company Trustee | | 6 | PensionPlan | Pension Plan | | 7 | CustodianUnderGiftsToMinorsAct | Custodian Under Gifts to Minors Act | | 8 | Trusts | Trusts | | 9 | Fiduciaries | Fiduciaries | | 10 | NetworkingSubAccount | Networking Sub-account | | 11 | NonProfitOrganization | Non-profit organization | | 12 | CorporateBody | Corporate Body | | 13 | Nominee | Nominee |
| FIX.4.4 |
| 486 | DateOfBirth | LocalMktDate | N | The date of birth applicable to the individual, e.g. required to open some types of tax-exempt account. | FIX.4.4 |
| 475 | InvestorCountryOfResidence | Country | N | The ISO 366 Country code (2 character) identifying which country the beneficial investor is resident for tax purposes. | FIX.4.4 |
| end RgstDtlsGrp |
| ⟳ RgstDistInstGrp [Repeating Group] | | N | Number of Distribution instructions in this message (number of repeating groups to follow) | FIX.4.4 |
| 510 | NoDistribInsts | NumInGroup | N | Number of Distribution instructions in this message (number of repeating groups to follow) | FIX.4.4 |
| 477 | DistribPaymentMethod | int | N | Must be first field in the repeating group if NoDistribInsts > 0.
▶ 12 enum values
| Value | Name | Description |
|---|
| 1 | CREST | CREST | | 2 | NSCC | NSCC | | 3 | Euroclear | Euroclear | | 4 | Clearstream | Clearstream | | 5 | Cheque | Cheque | | 6 | TelegraphicTransfer | Telegraphic Transfer | | 7 | FedWire | Fed Wire | | 8 | DirectCredit | Direct Credit (BECS, BACS) | | 9 | ACHCredit | ACH Credit | | 10 | BPAY | BPAY | | 11 | HighValueClearingSystemHVACS | High Value Clearing System HVACS | | 12 | ReinvestInFund | Reinvest In Fund |
| FIX.4.4 |
| 512 | DistribPercentage | Percentage | N | The amount of each distribution to go to this beneficiary, expressed as a percentage | FIX.4.4 |
| 478 | CashDistribCurr | Currency | N | Specifies currency to be used for Cash Distributions see "Appendix 6-A Valid Currency Codes". | FIX.4.4 |
| 498 | CashDistribAgentName | String | N | Name of local agent bank if for cash distributions | FIX.4.4 |
| 499 | CashDistribAgentCode | String | N | BIC (Bank Identification Code--Swift managed) code of agent bank for cash distributions | FIX.4.4 |
| 500 | CashDistribAgentAcctNumber | String | N | Account number at agent bank for distributions. | FIX.4.4 |
| 501 | CashDistribPayRef | String | N | Free format Payment reference to assist with reconciliation of distributions. | FIX.4.4 |
| 502 | CashDistribAgentAcctName | String | N | Name of account at agent bank for distributions. | FIX.4.4 |
| end RgstDistInstGrp |
| ◈ StandardTrailer [Component] | | Y | The standard FIX message trailer | FIX.4.3 |
| 93 | SignatureLength | Length | N | Required when trailer contains signature. Note: Not to be included within SecureData field | FIX.4.0 |
| 89 | Signature | data | N | Note: Not to be included within SecureData field | FIX.4.0 |
| 10 | CheckSum | String | Y | (Always unencrypted, always last field in message) | FIX.4.0 |