RegistrationInstructions message – FIX.4.3 – FIX Reference

← RFQRequest → RegistrationInstructionsResponse

MsgTypeo

CategoryRegistrationInstruction

SectionPreTrade

AddedFIX.4.3

Fields69

Components4

The Registration Instructions message type may be used by institutions or retail intermediaries wishing to electronically submit registration information to a broker or fund manager (for CIV) for an order or for an allocation.

Message Structure

69 fields, 4 components/groups — click any tag or field name for details

Tag

Name

Type

Req

Description

Added

◈ StandardHeader [Component]

MsgType = o (lowercase O)

FIX.4.3

BeginString

String

FIX.4.3 (Always unencrypted, must be first field in message)

FIX.4.0

BodyLength

int

(Always unencrypted, must be second field in message)

FIX.4.0

MsgType

String

(Always unencrypted, must be third field in message)

▶ 68 enum values

Value	Name	Description
0	Heartbeat	Heartbeat
1	TestRequest	Test Request
2	ResendRequest	Resend Request
3	Reject	Reject
4	SequenceReset	Sequence Reset
5	Logout	Logout
6	IOI	Indication of Interest
7	Advertisement	Advertisement
8	ExecutionReport	Execution Report
9	OrderCancelReject	Order Cancel Reject
a	QuoteStatusRequest	Quote Status Request
A	Logon	Logon
AA	DerivativeSecurityList	Derivative Security List
AB	NewOrderMultileg	New Order - Multileg
AC	MultilegOrderCancelReplace	Multileg Order Cancel/Replace (a.k.a. Multileg Order Modification Request)
AD	TradeCaptureReportRequest	Trade Capture Report Request
AE	TradeCaptureReport	Trade Capture Report
AF	OrderMassStatusRequest	Order Mass Status Request
AG	QuoteRequestReject	Quote Request Reject
AH	RFQRequest	RFQ Request
AI	QuoteStatusReport	Quote Status Report
b	MassQuoteAcknowledgement	Mass Quote Acknowledgement
B	News	News
c	SecurityDefinitionRequest	Security Definition Request
C	Email	Email
d	SecurityDefinition	Security Definition
D	NewOrderSingle	Order Single
e	SecurityStatusRequest	Security Status Request
E	NewOrderList	Order List
f	SecurityStatus	Security Status
F	OrderCancelRequest	Order Cancel Request
G	OrderCancelReplaceRequest	Order Cancel/Replace Request
g	TradingSessionStatusRequest	Trading Session Status Request
h	TradingSessionStatus	Trading Session Status
H	OrderStatusRequest	Order Status Request
i	MassQuote	Mass Quote
j	BusinessMessageReject	Business Message Reject
J	AllocationInstruction	Allocation
K	ListCancelRequest	List Cancel Request
k	BidRequest	Bid Request
l	BidResponse	Bid Response (lowercase L)
L	ListExecute	List Execute
m	ListStrikePrice	List Strike Price
M	ListStatusRequest	List Status Request
N	ListStatus	List Status
n	XMLNonFIX	XML message (e.g. non-FIX MsgType)
o	RegistrationInstructions	Registration Instructions
P	AllocationInstructionAck	Allocation ACK
p	RegistrationInstructionsResponse	Registration Instructions Response
q	OrderMassCancelRequest	Order Mass Cancel Request
Q	DontKnowTrade	Dont Know Trade (DK)
r	OrderMassCancelReport	Order Mass Cancel Report
R	QuoteRequest	Quote Request
s	NewOrderCross	New Order - Cross
S	Quote	Quote
t	CrossOrderCancelReplaceRequest	Cross Order Cancel/Replace Request (a.k.a. Cross Order Modification Request)
T	SettlementInstructions	Settlement Instructions
u	CrossOrderCancelRequest	Cross Order Cancel Request
v	SecurityTypeRequest	Security Type Request
V	MarketDataRequest	Market Data Request
w	SecurityTypes	Security Types
W	MarketDataSnapshotFullRefresh	Market Data-Snapshot/Full Refresh
x	SecurityListRequest	Security List Request
X	MarketDataIncrementalRefresh	Market Data-Incremental Refresh
y	SecurityList	Security List
Y	MarketDataRequestReject	Market Data Request Reject
z	DerivativeSecurityListRequest	Derivative Security List Request
Z	QuoteCancel	Quote Cancel

FIX.4.0

SenderCompID

String

(Always unencrypted)

FIX.4.0

TargetCompID

String

(Always unencrypted)

FIX.4.0

115

OnBehalfOfCompID

String

Trading partner company ID used when sending messages via a third party (Can be embedded within encrypted data section.)

FIX.4.0

128

DeliverToCompID

String

Trading partner company ID used when sending messages via a third party (Can be embedded within encrypted data section.)

FIX.4.0

SecureDataLen

Length

Required to identify length of encrypted section of message. (Always unencrypted)

FIX.4.0

SecureData

data

Required when message body is encrypted. Always immediately follows SecureDataLen field.

FIX.4.0

MsgSeqNum

int

(Can be embedded within encrypted data section.)

FIX.4.0

SenderSubID

String

(Can be embedded within encrypted data section.)

FIX.4.0

142

SenderLocationID

String

Sender's LocationID (i.e. geographic location and/or desk) (Can be embedded within encrypted data section.)

FIX.4.1

TargetSubID

String

"ADMIN" reserved for administrative messages not intended for a specific user. (Can be embedded within encrypted data section.)

FIX.4.0

143

TargetLocationID

String

Trading partner LocationID (i.e. geographic location and/or desk) (Can be embedded within encrypted data section.)

FIX.4.1

116

OnBehalfOfSubID

String

Trading partner SubID used when delivering messages via a third party. (Can be embedded within encrypted data section.)

FIX.4.0

144

OnBehalfOfLocationID

String

Trading partner LocationID (i.e. geographic location and/or desk) used when delivering messages via a third party. (Can be embedded within encrypted data section.)

FIX.4.1

129

DeliverToSubID

String

Trading partner SubID used when delivering messages via a third party. (Can be embedded within encrypted data section.)

FIX.4.0

145

DeliverToLocationID

String

Trading partner LocationID (i.e. geographic location and/or desk) used when delivering messages via a third party. (Can be embedded within encrypted data section.)

FIX.4.1

PossDupFlag

Boolean

Always required for retransmitted messages, whether prompted by the sending system or as the result of a resend request. (Can be embedded within encrypted data section.)

▶ 2 enum values

Value	Name	Description
N	OriginalTransmission	Original transmission
Y	PossibleDuplicate	Possible duplicate

FIX.4.0

PossResend

Boolean

Required when message may be duplicate of another message sent under a different sequence number. (Can be embedded within encrypted data section.)

▶ 2 enum values

Value	Name	Description
N	OriginalTransmission	Original transmission
Y	PossibleResend	Possible resend

FIX.4.0

SendingTime

UTCTimestamp

(Can be embedded within encrypted data section.)

FIX.4.0

122

OrigSendingTime

UTCTimestamp

Required for message resent as a result of a ResendRequest. If data is not available set to same value as SendingTime (Can be embedded within encrypted data section.)

FIX.4.0

212

XmlDataLen

Length

Required when specifying XmlData to identify the length of a XmlData message block. (Can be embedded within encrypted data section.)

FIX.4.2

213

XmlData

data

Can contain a XML formatted message block (e.g. FIXML). Always immediately follows XmlDataLen field. (Can be embedded within encrypted data section.) See Volume 1: "FIXML Support"

FIX.4.2

347

MessageEncoding

String

Type of message encoding (non-ASCII characters) used in a message’s "Encoded" fields. Required if any "Encoding" fields are used.

▶ 4 enum values

Value	Name	Description
UTF-8	UTF8	(for using Unicode)
ISO-2022-JP	ISO2022JP	(for using JIS)
EUC-JP	EUCJP	(for using EUC)
Shift_JIS	ShiftJIS	(for using SJIS)

FIX.4.2

369

LastMsgSeqNumProcessed

int

The last MsgSeqNum value received by the FIX engine and processed by downstream application, such as trading system or order routing system. Can be specified on every message sent. Useful for detecting a backlog with a counterparty.

FIX.4.2

370

OnBehalfOfSendingTime

UTCTimestamp

(deprecated) Used when a message is sent via a "hub" or "service bureau". If A sends to Q (the hub) who then sends to B via a separate FIX session, then when Q sends to B the value of this field should represent the SendingTime on the message A sent to Q. (always expressed in UTC (Universal Time Coordinated, also known as "GMT")

FIX.4.2

627

Tag627

Number of repeating groups of historical "hop" information. Only applicable if OnBehalfOfCompID is used, however, its use is optional. Note that some market regulations or counterparties may require tracking of message hops.

FIX.4.3

628

Tag628

Third party firm which delivered a specific message either from the firm which originated the message or from another third party (if multiple "hops" are performed). It is recommended that this value be the SenderCompID (49) of the third party.

FIX.4.3

629

Tag629

Time that HopCompID (628) sent the message. It is recommended that this value be the SendingTime (52) of the message sent by the third party.

FIX.4.3

630

Tag630

Reference identifier assigned by HopCompID (628) associated with the message sent. It is recommended that this value be the MsgSeqNum (34) of the message sent by the third party.

FIX.4.3

513

Tag513

—

FIX.4.3

514

Tag514

—

▶ 3 enum values

Value	Name	Description
2	Cancel	Cancel
0	New	New
1	Replace	Replace

FIX.4.3

508

Tag508

Required for Cancel and Replace RegistTransType messages

FIX.4.3

ClOrdID

String

Unique identifier of the order as assigned by institution or intermediary to which Registration relates

FIX.4.3

⟳ Parties [Repeating Group]

Insert here the set of "Parties" (firm identification) fields defined in "COMMON COMPONENTS OF APPLICATION MESSAGES"

FIX.4.3

453

Tag453

Repeating group below should contain unique combinations of PartyID, PartyIDSource, and PartyRole

FIX.4.3

448

Tag448

Used to identify source of PartyID. Required if PartyIDSource is specified. Required if NoPartyIDs > 0.

FIX.4.3

447

Tag447

Used to identify class source of PartyID value (e.g. BIC). Required if PartyID is specified. Required if NoPartyIDs > 0.

▶ 15 enum values

Value	Name	Description
5	ChineseInvestorID	Chinese B Share (Shezhen and Shanghai)
8	USEmployerOrTaxIDNumber	US Employer Identification Number
A	AustralianTaxFileNumber	Australian Tax File Number
9	AustralianBusinessNumber	Australian Business Number
E	ISOCountryCode	ISO Country Code
B	BIC	BIC (Bank Identification CodeSwift managed) code (ISO 9362 - See Appendix 6-B)
7	USSocialSecurityNumber	US Social Security Number
D	Proprietary	Proprietary/Custom code
F	SettlementEntityLocation	Settlement Entity Location (note if Local Market Settlement use E = ISO Country Code) (see Appendix 6-G for valid values)
1	KoreanInvestorID	Korean Investor ID
2	TaiwaneseForeignInvestorID	Taiwanese Qualified Foreign Investor ID QFII / FID
3	TaiwaneseTradingAcct	Taiwanese Trading Account
4	MalaysianCentralDepository	Malaysian Central Depository (MCD) number
6	UKNationalInsuranceOrPensionNumber	UK National Insurance or Pension Number
C	GeneralIdentifier	Generally accepted market participant identifier (e.g. NASD mnemonic)

FIX.4.3

452

Tag452

Identifies the type of PartyID (e.g. Executing Broker). Required if NoPartyIDs > 0.

▶ 20 enum values

Value	Name	Description
15	CorrespondantClearingFirm	Correspondant Clearing Firm
3	ClientID	Client ID (formerly FIX 4.2 ClientID)
20	UnderlyingContraFirm	Underlying Contra Firm
19	SponsoringFirm	Sponsoring Firm
18	ContraClearingFirm	Contra Clearing Firm
17	ContraFirm	Contra Firm
16	ExecutingSystem	Executing System
7	EnteringFirm	Entering Firm
1	ExecutingFirm	Executing Firm (formerly FIX 4.2 ExecBroker)
2	BrokerOfCredit	Broker of Credit (formerly FIX 4.2 BrokerOfCredit)
5	InvestorID	Investor ID
6	IntroducingFirm	Introducing Firm
14	GiveupClearingFirm	Giveup Clearing Firm (firm to which trade is given up)
8	Locate	Locate/Lending Firm (for short-sales)
9	FundManagerClientID	Fund manager Client ID (for CIV)
10	SettlementLocation	Settlement Location (formerly FIX 4.2 SettlLocation)
11	OrderOriginationTrader	Order Origination Trader (associated with Order Origination Firm e.g. trader who initiates/submits the order)
12	ExecutingTrader	Executing Trader (associated with Executing Firm - actually executes)
13	OrderOriginationFirm	Order Origination Firm (e.g. buyside firm)
4	ClearingFirm	Clearing Firm (formerly FIX 4.2 ClearingFirm)

FIX.4.3

523

Tag523

Sub-identifier (e.g. Clearing Acct for PartyID=Clearing Firm) if applicable

FIX.4.3

end Parties

Account

String

Account mnemonic as agreed between broker and institution.

FIX.4.3

493

Tag493

—

FIX.4.3

495

Tag495

—

▶ 30 enum values

Value	Name	Description
19	ProfitSharingPlan	Profit Sharing Plan (US)
11	EmployerPriorYear	Employer - prior year (US)
12	EmployerCurrentYear	Employer – current year (US)
13	NonFundPrototypeIRA	Non-fund prototype IRA (US)
14	NonFundQualifiedPlan	Non-fund qualified plan (US)
15	DefinedContributionPlan	Defined contribution plan (US)
10	EmployeeCurrentYear	Employee – current year (US)
17	IRARollover	Individual Retirement Account – Rollover (US)
5	MiniInsuranceISA	Mini Insurance ISA (UK)
16	IRA	Individual Retirement Account (US)
9	EmployeePriorYear	Employee - prior year (US)
8	AssetTransfer	Asset transfer (US)
21	SelfDirectedIRA	Self-Directed IRA (US)
6	CurrentYearPayment	Current year payment (US)
20	US401K	401K (US)
4	MiniStocksAndSharesISA	Mini Stocks and Shares ISA (UK)
3	MiniCashISA	Mini Cash ISA (UK)
2	TESSA	TESSA (UK)
1	MaxiISA	Maxi ISA (UK)
0	None	None/Not Applicable (default)
7	PriorYearPayment	Prior year payment (US)
23	US457	457 (US)
24	RothIRAPrototype	Roth IRA (fund prototype) (US)
25	RothIRANonPrototype	Roth IRA (non-prototype) (US)
26	RothConversionIRAPrototype	Roth Conversion IRA (fund prototype) (US)
27	RothConversionIRANonPrototype	Roth Conversion IRA (non-prototype) (US)
28	EducationIRAPrototype	Education IRA (fund prototype) (US)
29	EducationIRANonPrototype	Education IRA (non-prototype) (US)
18	KEOGH	KEOGH (US)
22	US403b	403(b) (US)

FIX.4.3

517

Tag517

—

FIX.4.3

473

Tag473

Number of registration details in this message (number of repeating groups to follow)

FIX.4.3

509

Tag509

Must be first field in the repeating group

FIX.4.3

511

Tag511

—

FIX.4.3

474

Tag474

—

FIX.4.3

482

Tag482

—

FIX.4.3

⟳ NestedParties [Repeating Group]

Insert here the set of "Nested Parties" (firm identification "nested" within additional repeating group) fields defined in "COMMON COMPONENTS OF APPLICATION MESSAGES" Used for NestedPartyRole=InvestorID

FIX.4.3

539

Tag539

Repeating group below should contain unique combinations of NestedPartyID, NestedPartyIDSource, and NestedPartyRole

FIX.4.3

524

Tag524

Used to identify source of NestedPartyID. Required if NestedPartyIDSource is specified. Required if NoNestedPartyIDs > 0.

FIX.4.3

525

Tag525

Used to identify class source of NestedPartyID value (e.g. BIC). Required if NestedPartyID is specified. Required if NoNestedPartyIDs > 0.

FIX.4.3

538

Tag538

Identifies the type of NestedPartyID (e.g. Executing Broker). Required if NoNestedPartyIDs > 0.

FIX.4.3

545

Tag545

Sub-identifier (e.g. Clearing Acct for NestedPartyID=Clearing Firm) if applicable

FIX.4.3

end NestedParties

522

Tag522

—

▶ 13 enum values

Value	Name	Description
5	CompanyTrustee	Company Trustee
13	Nominee	Nominee
12	CorporateBody	Corporate Body
11	NonProfitOrganization	Non-Profit Organization
10	NetworkingSubAccount	Networking Sub-Account
9	Fiduciaries	Fiduciaries
8	Trusts	Trusts
6	PensionPlan	Pension Plan
4	IndividualTrustee	Individual Trustee
2	PublicCompany	Public Company
3	PrivateCompany	Private Company
1	IndividualInvestor	Individual Investor
7	CustodianUnderGiftsToMinorsAct	Custodian Under Gifts to Minors Act