Home / FIX.5.0SP1 / Messages / RegistrationInstructionsResponse

RegistrationInstructionsResponse

← RegistrationInstructions→ Reject
MsgTypep
CategoryRegistrationInstruction
SectionPostTrade
AddedFIX.4.3
Fields52
Components5
The Registration Instructions Response message type may be used by broker or fund manager (for CIV) in response to a Registration Instructions message submitted by an institution or retail intermediary for an order or for an allocation.

Message Structure

52 fields, 5 components/groups — click any tag or field name for details
TagNameTypeReq DescriptionAdded
◈ StandardHeader [Component]YMsgType = p (lowercase P)FIX.4.3
8BeginStringStringYFIXT.1.1 (Always unencrypted, must be first field in message)FIX.4.0
9BodyLengthLengthY(Always unencrypted, must be second field in message)FIX.4.0
35MsgTypeStringY(Always unencrypted, must be third field in message)
▶ 113 enum values
ValueNameDescription
0HeartbeatHeartbeat
1TestRequestTestRequest
2ResendRequestResendRequest
3RejectReject
4SequenceResetSequenceReset
5LogoutLogout
6IOIIOI
7AdvertisementAdvertisement
8ExecutionReportExecutionReport
9OrderCancelRejectOrderCancelReject
ALogonLogon
AADerivativeSecurityListDerivativeSecurityList
ABNewOrderMultilegNewOrderMultileg
ACMultilegOrderCancelReplaceMultilegOrderCancelReplace
ADTradeCaptureReportRequestTradeCaptureReportRequest
AETradeCaptureReportTradeCaptureReport
AFOrderMassStatusRequestOrderMassStatusRequest
AGQuoteRequestRejectQuoteRequestReject
AHRFQRequestRFQRequest
AIQuoteStatusReportQuoteStatusReport
AJQuoteResponseQuoteResponse
AKConfirmationConfirmation
ALPositionMaintenanceRequestPositionMaintenanceRequest
AMPositionMaintenanceReportPositionMaintenanceReport
ANRequestForPositionsRequestForPositions
AORequestForPositionsAckRequestForPositionsAck
APPositionReportPositionReport
AQTradeCaptureReportRequestAckTradeCaptureReportRequestAck
ARTradeCaptureReportAckTradeCaptureReportAck
ASAllocationReportAllocationReport
ATAllocationReportAckAllocationReportAck
AUConfirmationAckConfirmationAck
AVSettlementInstructionRequestSettlementInstructionRequest
AWAssignmentReportAssignmentReport
AXCollateralRequestCollateralRequest
AYCollateralAssignmentCollateralAssignment
AZCollateralResponseCollateralResponse
BNewsNews
BACollateralReportCollateralReport
BBCollateralInquiryCollateralInquiry
BCNetworkCounterpartySystemStatusRequestNetworkCounterpartySystemStatusRequest
BDNetworkCounterpartySystemStatusResponseNetworkCounterpartySystemStatusResponse
BEUserRequestUserRequest
BFUserResponseUserResponse
BGCollateralInquiryAckCollateralInquiryAck
BHConfirmationRequestConfirmationRequest
BITradingSessionListRequestTradingSessionListRequest
BJTradingSessionListTradingSessionList
BKSecurityListUpdateReportSecurityListUpdateReport
BLAdjustedPositionReportAdjustedPositionReport
BMAllocationInstructionAlertAllocationInstructionAlert
BNExecutionAcknowledgementExecutionAcknowledgement
BOContraryIntentionReportContraryIntentionReport
BPSecurityDefinitionUpdateReportSecurityDefinitionUpdateReport
BQSettlementObligationReportSettlementObligationReport
BRDerivativeSecurityListUpdateReportDerivativeSecurityListUpdateReport
BSTradingSessionListUpdateReportTradingSessionListUpdateReport
BTMarketDefinitionRequestMarketDefinitionRequest
BUMarketDefinitionMarketDefinition
BVMarketDefinitionUpdateReportMarketDefinitionUpdateReport
BWApplicationMessageRequestApplicationMessageRequest
BXApplicationMessageRequestAckApplicationMessageRequestAck
BYApplicationMessageReportApplicationMessageReport
BZOrderMassActionReportOrderMassActionReport
CEmailEmail
CAOrderMassActionRequestOrderMassActionRequest
CBUserNotificationUserNotification
DNewOrderSingleNewOrderSingle
ENewOrderListNewOrderList
FOrderCancelRequestOrderCancelRequest
GOrderCancelReplaceRequestOrderCancelReplaceRequest
HOrderStatusRequestOrderStatusRequest
JAllocationInstructionAllocationInstruction
KListCancelRequestListCancelRequest
LListExecuteListExecute
MListStatusRequestListStatusRequest
NListStatusListStatus
PAllocationInstructionAckAllocationInstructionAck
QDontKnowTradeDontKnowTrade
RQuoteRequestQuoteRequest
SQuoteQuote
TSettlementInstructionsSettlementInstructions
VMarketDataRequestMarketDataRequest
WMarketDataSnapshotFullRefreshMarketDataSnapshotFullRefresh
XMarketDataIncrementalRefreshMarketDataIncrementalRefresh
YMarketDataRequestRejectMarketDataRequestReject
ZQuoteCancelQuoteCancel
aQuoteStatusRequestQuoteStatusRequest
bMassQuoteAcknowledgementMassQuoteAcknowledgement
cSecurityDefinitionRequestSecurityDefinitionRequest
dSecurityDefinitionSecurityDefinition
eSecurityStatusRequestSecurityStatusRequest
fSecurityStatusSecurityStatus
gTradingSessionStatusRequestTradingSessionStatusRequest
hTradingSessionStatusTradingSessionStatus
iMassQuoteMassQuote
jBusinessMessageRejectBusinessMessageReject
kBidRequestBidRequest
lBidResponseBidResponse
mListStrikePriceListStrikePrice
nXMLnonFIXXMLnonFIX
oRegistrationInstructionsRegistrationInstructions
pRegistrationInstructionsResponseRegistrationInstructionsResponse
qOrderMassCancelRequestOrderMassCancelRequest
rOrderMassCancelReportOrderMassCancelReport
sNewOrderCrossNewOrderCross
tCrossOrderCancelReplaceRequestCrossOrderCancelReplaceRequest
uCrossOrderCancelRequestCrossOrderCancelRequest
vSecurityTypeRequestSecurityTypeRequest
wSecurityTypesSecurityTypes
xSecurityListRequestSecurityListRequest
ySecurityListSecurityList
zDerivativeSecurityListRequestDerivativeSecurityListRequest
FIX.4.0
1128ApplVerIDStringNIndicates application version using a service pack identifier. The ApplVerID applies to a specific message occurrence.
▶ 9 enum values
ValueNameDescription
0FIX27FIX27
1FIX30FIX30
2FIX40FIX40
3FIX41FIX41
4FIX42FIX42
5FIX43FIX43
6FIX44FIX44
7FIX50FIX50
8FIX50SP1FIX50SP1
FIX.4.4
1156ApplExtIDintNThe extension pack number associated with an application message.FIX.5.0
1129CstmApplVerIDStringNUsed to support bilaterally agreed custom functionalityFIX.4.4
49SenderCompIDStringY(Always unencrypted)FIX.4.0
56TargetCompIDStringY(Always unencrypted)FIX.4.0
115OnBehalfOfCompIDStringNTrading partner company ID used when sending messages via a third party (Can be embedded within encrypted data section.)FIX.4.0
128DeliverToCompIDStringNTrading partner company ID used when sending messages via a third party (Can be embedded within encrypted data section.)FIX.4.0
90SecureDataLenLengthNRequired to identify length of encrypted section of message. (Always unencrypted)FIX.4.0
91SecureDatadataNRequired when message body is encrypted. Always immediately follows SecureDataLen field.FIX.4.0
34MsgSeqNumSeqNumY(Can be embedded within encrypted data section.)FIX.4.0
50SenderSubIDStringN(Can be embedded within encrypted data section.)FIX.4.0
142SenderLocationIDStringNSender's LocationID (i.e. geographic location and/or desk) (Can be embedded within encrypted data section.)FIX.4.1
57TargetSubIDStringN"ADMIN" reserved for administrative messages not intended for a specific user. (Can be embedded within encrypted data section.)FIX.4.0
143TargetLocationIDStringNTrading partner LocationID (i.e. geographic location and/or desk) (Can be embedded within encrypted data section.)FIX.4.1
116OnBehalfOfSubIDStringNTrading partner SubID used when delivering messages via a third party. (Can be embedded within encrypted data section.)FIX.4.0
144OnBehalfOfLocationIDStringNTrading partner LocationID (i.e. geographic location and/or desk) used when delivering messages via a third party. (Can be embedded within encrypted data section.)FIX.4.1
129DeliverToSubIDStringNTrading partner SubID used when delivering messages via a third party. (Can be embedded within encrypted data section.)FIX.4.0
145DeliverToLocationIDStringNTrading partner LocationID (i.e. geographic location and/or desk) used when delivering messages via a third party. (Can be embedded within encrypted data section.)FIX.4.1
43PossDupFlagBooleanNAlways required for retransmitted messages, whether prompted by the sending system or as the result of a resend request. (Can be embedded within encrypted data section.)
▶ 2 enum values
ValueNameDescription
NOriginalTransmissionOriginal transmission
YPossibleDuplicatePossible duplicate
FIX.4.0
97PossResendBooleanNRequired when message may be duplicate of another message sent under a different sequence number. (Can be embedded within encrypted data section.)
▶ 2 enum values
ValueNameDescription
NOriginalTransmissionOriginal Transmission
YPossibleResendPossible Resend
FIX.4.0
52SendingTimeUTCTimestampY(Can be embedded within encrypted data section.)FIX.4.0
122OrigSendingTimeUTCTimestampNRequired for message resent as a result of a ResendRequest. If data is not available set to same value as SendingTime (Can be embedded within encrypted data section.)FIX.4.0
212XmlDataLenLengthNRequired when specifying XmlData to identify the length of a XmlData message block. (Can be embedded within encrypted data section.)FIX.4.2
213XmlDatadataNCan contain a XML formatted message block (e.g. FIXML). Always immediately follows XmlDataLen field. (Can be embedded within encrypted data section.) See Volume 1: FIXML SupportFIX.4.2
347MessageEncodingStringNType of message encoding (non-ASCII characters) used in a message's "Encoded" fields. Required if any "Encoding" fields are used.FIX.4.2
369LastMsgSeqNumProcessedSeqNumNThe last MsgSeqNum value received by the FIX engine and processed by downstream application, such as trading system or order routing system. Can be specified on every message sent. Useful for detecting a backlog with a counterparty.FIX.4.2
◈ HopGrp [Component]NNumber of repeating groups of historical "hop" information. Only applicable if OnBehalfOfCompID is used, however, its use is optional. Note that some market regulations or counterparties may require tracking of message hops.FIX.4.4
627NoHopsNumInGroupNNumber of HopCompID entries in repeating group.FIX.4.4
628HopCompIDStringNAssigned value used to identify the third party firm which delivered a specific message either from the firm which originated the message or from another third party (if multiple "hops" are performed). It is recommended that this value be the SenderCompID (49) of the third party. Applicable when messages are communicated/re-distributed via third parties which function as service bureaus or "hubs". Only applicable if OnBehalfOfCompID (115) is being used.FIX.4.4
629HopSendingTimeUTCTimestampNTime that HopCompID (628) sent the message. It is recommended that this value be the SendingTime (52) of the message sent by the third party. Applicable when messages are communicated/re-distributed via third parties which function as service bureaus or "hubs". Only applicable if OnBehalfOfCompID (115) is being used.FIX.4.4
630HopRefIDSeqNumNReference identifier assigned by HopCompID (628) associated with the message sent. It is recommended that this value be the MsgSeqNum (34) of the message sent by the third party. Applicable when messages are communicated/re-distributed via third parties which function as service bureaus or "hubs". Only applicable if OnBehalfOfCompID (115) is being used.FIX.4.4
513RegistIDStringYUnique identifier of the original Registration Instructions detailsFIX.4.3
514RegistTransTypecharYIdentifies original Registration Instructions transaction type
▶ 3 enum values
ValueNameDescription
0NewNew
2CancelCancel
1ReplaceReplace
FIX.4.3
508RegistRefIDStringYRequired for Cancel and Replace RegistTransType messagesFIX.4.3
11ClOrdIDStringNUnique identifier of the order as assigned by institution or intermediary.FIX.4.3
⟳ Parties [Repeating Group]NInsert here the set of "Parties" (firm identification) fields defined in "Common Components of Application Messages"FIX.4.3
453NoPartyIDsNumInGroupNRepeating group below should contain unique combinations of PartyID, PartyIDSource, and PartyRoleFIX.4.3
448PartyIDStringNUsed to identify source of PartyID. Required if PartyIDSource is specified. Required if NoPartyIDs > 0.FIX.4.3
447PartyIDSourcecharNUsed to identify class source of PartyID value (e.g. BIC). Required if PartyID is specified. Required if NoPartyIDs > 0.
▶ 18 enum values
ValueNameDescription
6UKNationalInsuranceOrPensionNumberUK National Insurance or Pension Number
7USSocialSecurityNumberUS Social Security Number
8USEmployerOrTaxIDNumberUS Employer or Tax ID Number
9AustralianBusinessNumberAustralian Business Number
AAustralianTaxFileNumberAustralian Tax File Number
1KoreanInvestorIDKorean Investor ID
2TaiwaneseForeignInvestorIDTaiwanese Qualified Foreign Investor ID QFII/FID
3TaiwaneseTradingAcctTaiwanese Trading Acct
4MalaysianCentralDepositoryMalaysian Central Depository (MCD) number
5ChineseInvestorIDChinese Investor ID
IISITCAcronymDirected broker three character acronym as defined in ISITC "ETC Best Practice" guidelines document
BBICBIC (Bank Identification Code - SWIFT managed) code (ISO9362 - See "Appendix 6-B")
CGeneralIdentifierGenerally accepted market participant identifier (e.g. NASD mnemonic)
DProprietaryProprietary / Custom code
EISOCountryCodeISO Country Code
FSettlementEntityLocationSettlement Entity Location (note if Local Market Settlement use "E=ISO Country Code") (see "Appendix 6-G" for valid values)
GMICMIC (ISO 10383 - Market Identificer Code) (See "Appendix 6-C")
HCSDParticipantCSD participant/member code (e.g.. Euroclear, DTC, CREST or Kassenverein number)
FIX.4.3
452PartyRoleintNIdentifies the type of PartyID (e.g. Executing Broker). Required if NoPartyIDs > 0.
▶ 80 enum values
ValueNameDescription
1ExecutingFirmExecuting Firm (formerly FIX 4.2 ExecBroker)
2BrokerOfCreditBroker of Credit (formerly FIX 4.2 BrokerOfCredit)
3ClientIDClient ID (formerly FIX 4.2 ClientID)
4ClearingFirmClearing Firm (formerly FIX 4.2 ClearingFirm)
5InvestorIDInvestor ID
6IntroducingFirmIntroducing Firm
7EnteringFirmEntering Firm
8LocateLocate / Lending Firm (for short-sales)
9FundManagerClientIDFund Manager Client ID (for CIV)
10SettlementLocationSettlement Location (formerly FIX 4.2 SettlLocation)
11OrderOriginationTraderOrder Origination Trader (associated with Order Origination Firm - i.e. trader who initiates/submits the order)
12ExecutingTraderExecuting Trader (associated with Executing Firm - actually executes)
13OrderOriginationFirmOrder Origination Firm (e.g. buy-side firm)
14GiveupClearingFirmGiveup Clearing Firm (firm to which trade is given up)
15CorrespondantClearingFirmCorrespondant Clearing Firm
16ExecutingSystemExecuting System
17ContraFirmContra Firm
18ContraClearingFirmContra Clearing Firm
19SponsoringFirmSponsoring Firm
20UnderlyingContraFirmUnderlying Contra Firm
21ClearingOrganizationClearing Organization
22ExchangeExchange
24CustomerAccountCustomer Account
25CorrespondentClearingOrganizationCorrespondent Clearing Organization
26CorrespondentBrokerCorrespondent Broker
27BuyerBuyer/Seller (Receiver/Deliverer)
28CustodianCustodian
29IntermediaryIntermediary
30AgentAgent
31SubCustodianSub-custodian
32BeneficiaryBeneficiary
33InterestedPartyInterested party
34RegulatoryBodyRegulatory body
35LiquidityProviderLiquidity provider
36EnteringTraderEntering trader
37ContraTraderContra trader
38PositionAccountPosition account
39ContraInvestorIDContra Investor ID
40TransferToFirmTransfer to Firm
41ContraPositionAccountContra Position Account
42ContraExchangeContra Exchange
43InternalCarryAccountInternal Carry Account
44OrderEntryOperatorIDOrder Entry Operator ID
45SecondaryAccountNumberSecondary Account Number
46ForeignFirmForiegn Firm
47ThirdPartyAllocationFirmThird Party Allocation Firm
48ClaimingAccountClaiming Account
49AssetManagerAsset Manager
50PledgorAccountPledgor Account
51PledgeeAccountPledgee Account
52LargeTraderReportableAccountLarge Trader Reportable Account
53TraderMnemonicTrader mnemonic
54SenderLocationSender Location
55SessionIDSession ID
56AcceptableCounterpartyAcceptable Counterparty
57UnacceptableCounterpartyUnacceptable Counterparty
58EnteringUnitEntering Unit
59ExecutingUnitExecuting Unit
60IntroducingBrokerIntroducing Broker
61QuoteOriginatorQuote originator
62ReportOriginatorReport originator
63SystematicInternaliserSystematic internaliser (SI)
64MultilateralTradingFacilityMultilateral Trading Facility (MTF)
65RegulatedMarketRegulated Market (RM)
66MarketMakerMarket Maker
67InvestmentFirmInvestment Firm
68HostCompetentAuthorityHost Competent Authority (Host CA)
69HomeCompetentAuthorityHome Competent Authority (Home CA)
70CompetentAuthorityLiquidityCompetent Authority of the most relevant market in terms of liquidity (CAL)
71CompetentAuthorityTransactionVenueCompetent Authority of the Transaction (Execution) Venue (CATV)
72ReportingIntermediaryReporting intermediary (medium/vendor via which report has been published)
73ExecutionVenueExecution Venue
74MarketDataEntryOriginatorMarket data entry originator
75LocationIDLocation ID
76DeskIDDesk ID
77MarketDataMarketMarket data market
78AllocationEntityAllocation Entity
79PrimeBrokerPrime Broker providing General Trade Services
80StepOutFirmStep-Out Firm (Prime Broker)
81BrokerClearingIDBrokerClearingID
FIX.4.3
⟳ PtysSubGrp [Repeating Group]NRepeating group of Party sub-identifiers.FIX.4.4
802NoPartySubIDsNumInGroupNNumber of PartySubID (523)and PartySubIDType (803) entriesFIX.4.4
523PartySubIDStringNSub-identifier (e.g. Clearing Account for PartyRole (452)=Clearing Firm, Locate ID # for PartyRole=Locate/Lending Firm, etc). Not required when using PartyID (448), PartyIDSource (447), and PartyRole.FIX.4.4
803PartySubIDTypeintNType of PartySubID (523) value 4000+ = Reserved and available for bi-laterally agreed upon user defined values
▶ 33 enum values
ValueNameDescription
1FirmFirm
2PersonPerson
3SystemSystem
4ApplicationApplication
5FullLegalNameOfFirmFull legal name of firm
6PostalAddressPostal address
7PhoneNumberPhone number
8EmailAddressEmail address
9ContactNameContact name
10SecuritiesAccountNumberSecurities account number (for settlement instructions)
11RegistrationNumberRegistration number (for settlement instructions and confirmations)
12RegisteredAddressForConfirmationRegistered address (for confirmation purposes)
13RegulatoryStatusRegulatory status (for confirmation purposes)
14RegistrationNameRegistration name (for settlement instructions)
15CashAccountNumberCash account number (for settlement instructions)
16BICBIC
17CSDParticipantMemberCodeCSD participant member code
18RegisteredAddressRegistered address
19FundAccountNameFund account name
20TelexNumberTelex number
21FaxNumberFax number
22SecuritiesAccountNameSecurities account name
23CashAccountNameCash account name
24DepartmentDepartment
25LocationDeskLocation desk
26PositionAccountTypePosition account type
27SecurityLocateIDSecurity locate ID
28MarketMakerMarket maker
29EligibleCounterpartyEligible counterparty
30ProfessionalClientProfessional client
31LocationLocation
32ExecutionVenueExecution venue
33CurrencyDeliveryIdentifierCurrency delivery identifier
FIX.4.4
end PtysSubGrp
end Parties
1AccountStringNAccount mnemonic as agreed between buy and sell sides, e.g. broker and institution or investor/intermediary and fund manager.FIX.4.3
660AcctIDSourceintNUsed to identify the source of the Account (1) code. This is especially useful if the account is a new account that the Respondent may not have setup yet in their system.
▶ 6 enum values
ValueNameDescription
1BICBIC
2SIDCodeSID Code
3TFMTFM (GSPTA)
4OMGEOOMGEO (Alert ID)
5DTCCCodeDTCC Code
99OtherOther (custom or proprietary)
FIX.4.4
506RegistStatuscharYRegistration status as returned by the broker or (for CIV) the fund manager:
▶ 4 enum values
ValueNameDescription
AAcceptedAccepted
RRejectedRejected
HHeldHeld
NReminderReminder - i.e. Registration Instructions are still outstanding
FIX.4.3
507RegistRejReasonCodeintNReason(s) why Registration Instructions has been rejected. The reason may be further amplified in the RegistRejReasonCode field. Possible values of reason code include:
▶ 19 enum values
ValueNameDescription
1InvalidAccountTypeInvalid/unacceptable Account Type
2InvalidTaxExemptTypeInvalid/unacceptable Tax Exempt Type
3InvalidOwnershipTypeInvalid/unacceptable Ownership Type
4NoRegDetailsInvalid/unacceptable No Reg Details
5InvalidRegSeqNoInvalid/unacceptable Reg Seq No
6InvalidRegDetailsInvalid/unacceptable Reg Details
7InvalidMailingDetailsInvalid/unacceptable Mailing Details
8InvalidMailingInstructionsInvalid/unacceptable Mailing Instructions
9InvalidInvestorIDInvalid/unacceptable Investor ID
10InvalidInvestorIDSourceInvalid/unaceeptable Investor ID Source
11InvalidDateOfBirthInvalid/unacceptable Date Of Birth
12InvalidCountryInvalid/unacceptable Investor Country Of Residence
13InvalidDistribInstnsInvalid/unacceptable No Distrib Instns
14InvalidPercentageInvalid/unacceptable Distrib Percentage
15InvalidPaymentMethodInvalid/unacceptable Distrib Payment Method
16InvalidAccountNameInvalid/unacceptable Cash Distrib Agent Acct Name
17InvalidAgentCodeInvalid/unacceptable Cash Distrib Agent Code
18InvalidAccountNumInvalid/unacceptable Cash Distrib Agent Acct Num
99OtherOther
FIX.4.3
496RegistRejReasonTextStringNText indicating reason(s) why a Registration Instruction has been rejected.FIX.4.3
◈ StandardTrailer [Component]YThe standard FIX message trailerFIX.4.3
93SignatureLengthLengthNRequired when trailer contains signature. Note: Not to be included within SecureData fieldFIX.4.0
89SignaturedataNNote: Not to be included within SecureData fieldFIX.4.0
10CheckSumStringY(Always unencrypted, always last field in message)FIX.4.0