TrdSubType

Tag 829

TrdSubType

Abbreviation: TrdSubTyp
Typeint
Tag829
AddedFIX.4.4
Used in6 messages

Description

Further qualification to the trade type

Wire Format & Usage Example

Single field (key=value)
829=0 (CMTA)
In a FIX message (AllocationInstruction)
8=FIX.4.4 | 9=... | 35=J | 49=SENDER | 56=TARGET | 34=1 | 52=20240101-09:30:00.000 |  | 829=0 (CMTA) |  | 10=...

Fields are delimited by SOH (ASCII 0x01), shown here as " | ". The highlighted field 829=0 (CMTA) is this field's position in the message.

All valid values
WireNameDescription
829=0CMTACMTA
829=1InternalTransferOrAdjustmentInternal transfer or adjustment
829=2ExternalTransferOrTransferOfAccountExternal transfer or transfer of account
829=3RejectForSubmittingSideReject for submitting side
829=4AdvisoryForContraSideAdvisory for contra side
829=5OffsetDueToAnAllocationOffset due to an allocation
829=6OnsetDueToAnAllocationOnset dut to an allocation
829=7DifferentialSpreadDifferential spread
829=8ImpliedSpreadLegExecutedAgainstAnOutrightImplied spread leg executed against an outright
829=9TransactionFromExerciseTransaction from exercise
829=10TransactionFromAssignmentTransaction from assignment
829=11ACATSACATS
829=33OffHoursTradeOff Hours Trade
829=34OnHoursTradeOn Hours Trade
829=35OTCQuoteOTC Quote
829=36ConvertedSWAPConverted SWAP
829=14AIAI (Automated input facility disabled in response to an exchange request.)
829=15BB (Transaction between two member firms where neither member firm is registered as a market maker in the security in question and neither is a designated fund manager. Also used by broker dealers when dealing with another broker which is not a member firm. Non-order book securities only.)
829=16KK (Transaction using block trade facility.)
829=17LCLC (Correction submitted more than three days after publication of the original trade report.)
829=18MM (Transaction, other than a transaction resulting from a stock swap or stock switch, between two market makers registered in that security including IDB or a public display system trades. Non-order book securities only.)
829=19NN (Non-protected portfolio transaction or a fully disclosed portfolio transaction)
829=20NMNM ( i) transaction where Exchange has granted permission for non-publication ii)IDB is reporting as seller iii) submitting a transaction report to the Exchange, where the transaction report is not also a trade report.)
829=21NRNR (Non-risk transaction in a SEATS security other than an AIM security)
829=22PP (Protected portfolio transaction or a worked principal agreement to effect a portfolio transaction which includes order book securities)
829=23PAPA (Protected transaction notification)
829=24PCPC (Contra trade for transaction which took place on a previous day and which was automatically executed on the Exchange trading system)
829=25PNPN (Worked principal notification for a portfolio transaction which includes order book securities)
829=26RR ( (i) riskless principal transaction between non-members where the buying and selling transactions are executed at different prices or on different terms (requires a trade report with trade type indicator R for each transaction) (ii) market maker is reporting all the legs of a riskless principal transaction where the buying and selling transactions are executed at different prices (requires a trade report with trade type indicator R for each transaction)or (iii) market maker is reporting the onward leg of a riskless principal transaction where the legs are executed at different prices, and another market maker has submitted a trade report using trade type indicator M for the first leg (this requires a single trade report with trade type indicator R).)
829=27RORO (Transaction which resulted from the exercise of a traditional option or a stock-settled covered warrant)
829=28RTRT (Risk transaction in a SEATS security, (excluding AIM security) reported by a market maker registered in that security)
829=29SWSW (Transactions resulting from stock swap or a stock switch (one report is required for each line of stock))
829=30TT (If reporting a single protected transaction)
829=31WNWN (Worked principal notification for a single order book security)
829=32WTWT (Worked principal transaction (other than a portfolio transaction))
829=37CrossedTradeCrossed Trade (X)
829=38InterimProtectedTradeInterim Protected Trade (I)
829=39LargeInScaleLarge in Scale (L)

Enumerated Values

38
ValueSymbolic NameDescriptionAdded
0CMTACMTAFIX.4.4
1InternalTransferOrAdjustmentInternal transfer or adjustmentFIX.4.4
2ExternalTransferOrTransferOfAccountExternal transfer or transfer of accountFIX.4.4
3RejectForSubmittingSideReject for submitting sideFIX.4.4
4AdvisoryForContraSideAdvisory for contra sideFIX.4.4
5OffsetDueToAnAllocationOffset due to an allocationFIX.4.4
6OnsetDueToAnAllocationOnset dut to an allocationFIX.4.4
7DifferentialSpreadDifferential spreadFIX.4.4
8ImpliedSpreadLegExecutedAgainstAnOutrightImplied spread leg executed against an outrightFIX.4.4
9TransactionFromExerciseTransaction from exerciseFIX.4.4
10TransactionFromAssignmentTransaction from assignmentFIX.4.4
11ACATSACATSFIX.4.4
33OffHoursTradeOff Hours TradeFIX.5.0
34OnHoursTradeOn Hours TradeFIX.5.0
35OTCQuoteOTC QuoteFIX.5.0
36ConvertedSWAPConverted SWAPFIX.5.0
14AIAI (Automated input facility disabled in response to an exchange request.)FIX.4.4
15BB (Transaction between two member firms where neither member firm is registered as a market maker in the security in question and neither is a designated fund manager. Also used by broker dealers when dealing with another broker which is not a member firm. Non-order book securities only.)FIX.4.4
16KK (Transaction using block trade facility.)FIX.4.4
17LCLC (Correction submitted more than three days after publication of the original trade report.)FIX.4.4
18MM (Transaction, other than a transaction resulting from a stock swap or stock switch, between two market makers registered in that security including IDB or a public display system trades. Non-order book securities only.)FIX.4.4
19NN (Non-protected portfolio transaction or a fully disclosed portfolio transaction)FIX.4.4
20NMNM ( i) transaction where Exchange has granted permission for non-publication ii)IDB is reporting as seller iii) submitting a transaction report to the Exchange, where the transaction report is not also a trade report.)FIX.4.4
21NRNR (Non-risk transaction in a SEATS security other than an AIM security)FIX.4.4
22PP (Protected portfolio transaction or a worked principal agreement to effect a portfolio transaction which includes order book securities)FIX.4.4
23PAPA (Protected transaction notification)FIX.4.4
24PCPC (Contra trade for transaction which took place on a previous day and which was automatically executed on the Exchange trading system)FIX.4.4
25PNPN (Worked principal notification for a portfolio transaction which includes order book securities)FIX.4.4
26RR ( (i) riskless principal transaction between non-members where the buying and selling transactions are executed at different prices or on different terms (requires a trade report with trade type indicator R for each transaction) (ii) market maker is reporting all the legs of a riskless principal transaction where the buying and selling transactions are executed at different prices (requires a trade report with trade type indicator R for each transaction)or (iii) market maker is reporting the onward leg of a riskless principal transaction where the legs are executed at different prices, and another market maker has submitted a trade report using trade type indicator M for the first leg (this requires a single trade report with trade type indicator R).)FIX.4.4
27RORO (Transaction which resulted from the exercise of a traditional option or a stock-settled covered warrant)FIX.4.4
28RTRT (Risk transaction in a SEATS security, (excluding AIM security) reported by a market maker registered in that security)FIX.4.4
29SWSW (Transactions resulting from stock swap or a stock switch (one report is required for each line of stock))FIX.4.4
30TT (If reporting a single protected transaction)FIX.4.4
31WNWN (Worked principal notification for a single order book security)FIX.4.4
32WTWT (Worked principal transaction (other than a portfolio transaction))FIX.4.4
37CrossedTradeCrossed Trade (X)FIX.5.0
38InterimProtectedTradeInterim Protected Trade (I)FIX.5.0
39LargeInScaleLarge in Scale (L)FIX.5.0